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Corpus Juris Civilis
TITLE XIX. Concerning Inoperative Stipulations.


Everything which is subject to our ownership, whether movable or belonging to the soil, can become an object of stipulation.

(1) If, however, anyone has stipulated for something which, in the nature of things does not exist, or cannot be given; as, for instance, for Stichus who is dead, but who he thought was living, or for a hippocentaur which cannot exist, the stipulation will be of no effect.

(2) The rule is the same where anyone stipulates for sacred or religious property which he believes to be profane, or for public property destined for the perpetual use of the people, as a forum, or a theatre, or for a freeman whom he believed to be a slave, or for something which is not an object of commerce, or for the gift of his own property; nor will the stipulation be in abeyance because the public property may become private, or a freeman may be reduced to slavery, or the stipulator may be able to obtain a commercial right to the property, or what belongs to him may cease to be his, but the stipulation immediately becomes void.

On the other hand, although property may in the first place have been legally the subject of a stipulation, still if it should afterwards be included among those things above mentioned without the act of the party making the promise, the stipulation becomes invalid. Moreover, a stipulation like the following is void from the beginning, namely: "Do you promise to give Lucius Titius when he shall become a slave?" and others of the same kind, for things which by their nature are exempt from our ownership can in no way become the subjects of an obligation.

(3) If a man agrees that another shall give or do something, he will incur no obligation; for instance, if he agrees that Titius shall pay five aurei; although he will be bound if he agrees that he will make Titius pay them.

(4) Where any man stipulates for someone who is not subject to his control, his act is void. It can, however, be contrived that payment shall be made to someone who is a stranger; for example, if someone stipulates as follows: "Do you agree to pay me or Seius?" so that the obligation is made for the benefit of the stipulator, and yet he may legally pay Seius even though he is unwilling; and the release from liability takes place by operation of law, while the party has an action of mandate against Seius.

Where, however, anyone has stipulated for ten aurei to be paid to himself and to another to whose authority he is not subject, the stipulation will be valid; though it has been questioned whether the entire sum mentioned in the stipulation is due to him or only half of it; but is now decided that he is entitled to no more than half of the same. If you have entered into a stipulation for some one under your control, you can acquire the benefit of it for yourself, for the reason that your statements are, as it were, those of your son; just as the statements of your son are understood to be yours with respect to such things as can be acquired for yourself.

(5) Moreover, a stipulation is inoperative where anyone does not respond when asked a question; for example, if he stipulates for ten aurei to be paid by you and you promise five, or vice-versa; or if he stipulates absolutely, and you promise under a condition, or vice-versa; provided, however, that you make a statement as follows, in answer to the person stipulating under a condition or for a particular time: "I agree to do this for to-day"; for if you merely answer, "I promise", you are considered to have bound yourself in a few words for the day or under the condition stated; as it is unnecessary when making the answer that everything mentioned by the stipulator should be repeated.

(6) Moreover, a stipulation is void if you make an agreement with respect to a person who is under your control, or if he makes an agreement with respect to yourself. A slave, however, not only cannot bind himself to his master, but he cannot do so to anyone else, but sons of a family can bind themselves to others.

(7) It is evident that a person who is dumb can neither stipulate nor promise. This also applies to one who is deaf; for the reason that he who stipulates should hear the words of the party making the promise, and he who promises those of him who stipulates. It is apparent from this that we are not speaking with reference to one who hears with difficulty, but of one who does not hear at all.

(8) An insane person cannot transact any business because he does not understand what he is doing.

(9) A ward can lawfully transact any business, provided his guardian intervenes whenever his consent is necessary, for example, where the ward obligates himself; for he can obligate another to himself without the consent of his guardian.

(10) What We have stated with reference to wards is only true concerning those who have already a certain degree of intelligence; for an infant, and one who is almost an infant do not differ greatly from an insane person, because minors of this age have no intelligence; nevertheless, a more liberal interpretation of the law has granted minors just emerged from infancy, for their benefit, the same capacity as those who have nearly arrived at puberty. A child who has not arrived at puberty and is under the control of his father cannot be bound even with his father's consent.

(11) When an impossible condition is added to the obligation the stipulation is void. A condition is considered impossible where nature opposes its accomplishment, for instance, if anyone should say: "Do you agree to pay if I touch heaven with my finger?" but if he stipulates as follows: "Do you promise to pay if I do not touch heaven with my finger?" the obligation is understood to have been contracted absolutely, and therefore a demand can be made for payment at once.

(12) Moreover, a verbal obligation made between persons who are absent from one another is invalid; but as this affords ground for litigation between parties who are contentious, and who, perhaps after a certain time, make allegations of this kind and insist that either they or their adversaries were not present; a Constitution of Ours which We have addressed to the advocates of Cæsarea has been published by Us for the prompt disposal of such actions, in which We have decreed that documents which set forth that the parties were present are to be believed in every instance, unless he who makes use of such impudent statements can prove by the most conclusive evidence, either in writing or by reliable witnesses, that either he or his adversary was somewhere else during the entire day on which the instrument was drawn up.

(13) In former times no one could stipulate that something should be paid to him after his death, any more than he could after the death of the party with whom the contract was made. Nor could anyone under the control of another stipulate that this should be done after the death of the latter, because he is understood to speak with the voice of his father or master. Again, if anyone stipulated as follows: "Will you pay on the day before I die, or on the day before you die?" the stipulation was inoperative. But since stipulations are valid through the consent of the contracting parties, (as has already been stated) We have determined to introduce a necessary amendment into this part of the law, so that the stipulation is valid whether it contains the terms, "after the death", or "on the day before the death" of him who makes the stipulation or promise.

(14) Again, when anyone stipulates as follows: "Do you agree to pay to-day if a ship shall hereafter arrive from Asia?" the stipulation is void, because the terms are preposterous. But since Leo of renowned memory held that this same stipulation, designated as preposterous, should not be rejected when relating to dowries, We have determined to invest it with full force, so that an expression of this kind in a stipulation is not only valid with reference to dowries but also with reference to all other matters.

(15) A stipulation expressed as follows was considered valid among the ancients and is so still; for example, if Titius should say: "Do you promise to pay when I shall be dying, or when you shall be dying?"

(16) We can also legally stipulate for something to be paid or performed after the death of another party.

(17) If it is stated in some instrument that a certain party has made a promise, it is held to be the same as if answer had been made to a former question.

(18) Whenever several things are included in one stipulation, he who makes the promise is bound for all of them, if he simply answers, "I promise to pay"; but if he agrees to pay one or a certain number of the sums, an obligation is contracted for all those which he agreed to pay; for among several stipulations one or a certain number are deemed to be perfected; since we should stipulate for things one by one, and answer with reference to them in the same manner.

(19) No one, as has already been stated, can stipulate for another, for obligations of this description have been devised so that any one may acquire for himself whatever is for his own advantage; but where something is given to another no advantage accrues to the party making the stipulation. If anyone wishes to do this it is evident that he must stipulate for a penalty; so that, if the act should not be done as agreed upon, the stipulation for the penalty may be for his benefit, even if he has no interest in the transaction; for when anyone stipulates for a penalty it is not considered what his interest may be but what is the amount stated in the condition of the stipulation. Therefore, if anyone stipulates for payment to be made to Titius, his act is void, but if he adds by way of penalty: "Do you agree to pay me so many aurei if you do not pay?" then the stipulation becomes binding.

(20) But if one party stipulates for another and he himself is interested, it has been settled that the stipulation is valid; for if a party who has begun to administer the guardianship of a ward, relinquishes the administration to his fellow-guardian, and stipulates that the property of his ward shall be secure, the obligation is binding; as it is to the interest of the stipulator that what he agreed to shall be performed, since he would be liable to the ward for any improper management of his affairs. Therefore, also where anyone stipulates for payment to be made to his agent the stipulation will be good; and if he stipulates for something in which he is interested, to be given to his creditor, so that, for example, no penalty may attach, or land encumbered may not be sold, the stipulation is valid.

(21) On the other hand, he who has promised that a third party shall perform some act is not considered liable, unless he himself has agreed to a penalty.

(22) Moreover, no one can stipulate that property shall become his under any condition by which it may actually do so.

(23) Where the party making the stipulation means one thing and he who makes the promise another, no obligation is contracted, any more than if the answer had no reference to the question; as, for instance, where some one stipulated that the slave Stichus was to be delivered by you, and you had Pamphilus, whom you thought was called Stichus, in your mind.

(24) A promise made for a dishonorable consideration is void,(1) as for instance, where a man agrees to commit murder or sacrilege.

(25) When anyone has made a stipulation under a certain condition, his heir can bring suit after the condition has been fulfilled, even though the party has died before that time. The same rule applies to the promisor.

(26) Anyone who stipulates for an article to be delivered this year or this month, cannot legally bring suit until the entire year or month in which delivery can be made has elapsed.

(27) If you stipulate to give a tract of land or a slave, you cannot bring an action immediately, but only after a sufficient time has elapsed for delivery of the same to have been made.(2)

FOOTNOTES

  1. "Ex turpi contractu actio non oritur."
  2. The stipulation, as a particular species of verbal contract, was originally known to the Common Law, but has long since fallen into desuetude. It was adopted, practically without addition or alteration, by some of the early English Jurists. "Verbis contrahitur obligatio per stipulationem, est enim stipulatio quædam verborum conceptio, quæ constitit ex interrogatione & respontione, ut si dicatus, promittis? promitto. Dalis? dabo. Fades? faciam. Fide jubes? Fide jubeo." (Bracton, De Leg. et Conseut. Ang. III, I, 2.)

    While oral contract, when the requirements of the law are properly complied with, are good everywhere, under certain restrictions, the specific stipulation of the Romans, with its peculiar and essential formulas, is not recognized by modern jurisprudence. — ED.



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